Job Description :
CA Qualified. Min 4-5 Years of experience in US Regulatory Reporting in Banking domain. Exp in preparation of monthly capital charges that support the monthly SEC FOCUS filing including securities borrow/loans, currency, aged broker and customer fails, Preparation and submission of the 17-H report to the SEC and CFTC. This entails compilation and organization of data related to risk assessment for SEC LLC and its affiliates. Exp in SEC reporting, Regulatory reporting, FOCUS reporting, 17-H, Banking Financial Services.
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