DTO – AML SPECIALIST 3-5 Yr Exp – Accountant Job Chennai

Company: Global Investment Bank

Experience: 3 – 5 Yrs

Job Location: Chennai

Key Skills: AML Capital Market Risk Management

Must Have Skills: Information security ACAMS

INDUSTRY

Banking & Financial Services

ROLE

Asst. Manager/ Manager

QUALIFICATION

U.G., P.G.

QUALIFICATION SPECIALIZATION

Financial Management, Law

JOB LOCATION

Noida

INTERVIEW LOCATION

Noida
Job Description

Transversal analysis of ‘Permanent Supervision’ controls to ensure the controls are consistent across similar perimeters.

Identify all Permanent Supervision controls in MORSE pertaining to the process being reviewed.

Compare the control sets of the different department / location and identify discrepancies.

Propose the target set of Permanent Supervision controls to be implemented for the process being
reviewed, based on existing controls.

Identify the gaps by departments / locations.

Formalize analysis in a report to be sent to the OSM central team

Monitoring Quality & Effectiveness of the Controls:

Conduct spot checks (i.e. controls on controls) on deployed procedures to ensure the proper control
implementation:

Perform investigation based on a control case sample,

Write the report presenting spot check results and recommendations,

Debrief spot check outcomes with control owners and designers,.
Gather feedbacks and record spot check actions plans

Reporting and Co-ordination Activities:

Reports sent to OSM teams: clarity, rigor in the analysis, accurateness of the information provided,
added value in terms of Permanent Supervision/process improvement

Spot check action plan follow up

Follow up on spot check status ‘in progress’ and ‘To do’

Preparation of Starting Spot check communication

Preparation of completed Spot check communication

Produce and analyse the new Key Risk Indicators (KRIs)

Produce the new KRIs in according with the set-up

Formalize analysis in a report to be sent to the OSM central team.

Action plans formalization and coordination with managers

Produce and analyse the new Key Risk Indicators (KRIs)

Profile

Bachelors degree ( preferable in financial managment / law etc.)

• Minimum of 3 years of experience into AML functions for Capital markets domain

• Excellent Communication skills ( both Oral and Written)

• Flexibility to work in shifts as per Regional requirements

• Basic knowledge of MS Office Tools

• Experience in Investment Banking

• Masters degree in Financial Management/Commerce/Risk is an added advantage

• Any additional courses completed related to the domain (such as ACAMS) will be an added
advantage.

• Experience with Information security.

• Experience with Risk management concepts

Organization Write-Up

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments.

Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client’s agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities).

Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses.

As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).

This Client company is one of the leading European financial services groups. Based on a diversified and integrated banking model, the Group combines financial strength and proven expertise in innovation with a strategy of sustainable growth, aiming to be the trusted partner for its clients, committed to the positive transformations of society and the economy.

Active in the real economy for over 150 years, with a solid position in Europe and connected to the rest of the world,
The company has over 147,000 members of staff* in 67 countries and supports on a daily basis 31 million individual clients, businesses and institutional investors(1) around the world by offering a wide range of advisory services and tailored financial solutions.