Company: Global Investment Bank
Experience: 7 – 10 Yrs
Job Location: Bangalore
Key Skills: Compliance Audit
Must Have Skills: Compliance Audit
INDUSTRY
Banking
ROLE
Senior Manager – NAC Controller
QUALIFICATION
Any UG / PG
QUALIFICATION SPECIALIZATION
CA/ CFA / FRM / MBA (Top Tier)
JOB LOCATION
Bangalore
INTERVIEW LOCATION
Bangalore
JOB DESCRIPTION
Fair understanding of the Banking operations with focus on Corporate& Investment Banking, Trade Services, Securities Business
Fair understanding of the statutory and regulatory norms applicable to banking business
Fair understanding on the Anti Money Laundering (AML) related activities such as Transactions Filtering, Client Screening, Transaction Monitoring, Sanctions List & Rules Management, FATF, Counter Terrorism Financing, etc.
Fair understanding on the Compliance function in Banking Industry and Know Your Customer (KYC) processes
Responsible for managing multiple audits in parallel and work in global and joint audits
Managing Senior stakeholder across the organization. Display strong multi-tasking and people management skills
• Lead client audit engagements, which include planning executing, directing, and completing financial audits
• Supervise, train and mentor Associate and interns on audit process.
• Research and analyse financial statement and audit related issues
• Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements
• Review the evidence of audit conclusions are ensure they are well-documented
• Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient
• Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression
• Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations
• Risk based audit methodology
• Annual risk assessment and audit planning
• Quality initiatives within audit function
• Working on multi-location regional and global audit with large team
• Working on Integrated audit
• Monitoring audit recommendations
• Statutory and regulatory norms applicable to banking business
• Fluent Command over English language
ORGANIZATION WRITE-UP The Multi – national Global Bank is a leading International banking group, with more than a 150-year history in some of the world’s most dynamic markets.
Our purpose is to drive commerce and prosperity through our unique diversity, and our heritage and values are expressed in our brand promise, Here for good. We are present in more than 60 markets, with over 1,000 branches and around 3,000 ATMs.
The MNC bank is listed on the London and Hong Kong Stock Exchanges as well as the Bombay and National Stock Exchanges in India.
To apply, send your updated resume to
OTHER SERVICES OF RAMSOL
Recruitment Firm
Corporate Training Firm
Leadership hiring (WITS ACUMEN)


Source link