Job Title –Senior Audit Executive- Internal Audit
Place of work – Tiruchirappalli
Business Unit – Retail Banking
Function – Internal Audit
Job Purpose:
The role bearer has the responsibility to actively lead internal audits for the bank as assigned. It entails taking complete ownership of the process – creating checklists, conducting audits as per the defined timelines, publishing the audit reports and preparing for presentations to be conducted quarterly. The role bearer has to adhere by the guidelines set by the bank for audit reports – making the audit process more efficient contributing to the larger objectives of the bank.
Roles & Responsibilities:
Place of work – Tiruchirappalli
Business Unit – Retail Banking
Function – Internal Audit
Job Purpose:
The role bearer has the responsibility to actively lead internal audits for the bank as assigned. It entails taking complete ownership of the process – creating checklists, conducting audits as per the defined timelines, publishing the audit reports and preparing for presentations to be conducted quarterly. The role bearer has to adhere by the guidelines set by the bank for audit reports – making the audit process more efficient contributing to the larger objectives of the bank.
Roles & Responsibilities:
- Prepare and administer bank’s annual audit plan
- Monitor the audit cycle programme to ensure it remains effective and up to date
- Manage the detailed planning, risk assessment, scoping, and resourcing of complex audit projects
- Lead preliminary planning and establishes direction for audits, provides support to assigned auditors, manage project to quality outcomes, meet established time budget
- Ensure execution of audit plan as per agreed timelines, draft audit reports, discuss and finalize the same with the auditee
- Identify critical areas for continuous monitoring and develop necessary exception reports for the same
- Prepare audit committee presentations for audits held during each quarter and making sure that all critical issues are included along with adequate plan of action
- Conduct special audits as required by senior management and issue results
- Leverage in-house synergies through collaboration with internal stakeholders
- Stay abreast with global market trends and competitor strategies in key markets
- Conduct the internal audit to assess the adequacy, effectiveness and efficiency of the established Internal Controls
Identify the key areas of risk for Retail business (such as JLG, Two Wheeler, Home Loan etc.), branches and support functions such as Finance, Human Resource, Compliance & Legal etc.
Discuss the audit findings and recommendation with Line Managers and reports significant issues to senior management - The audits handled will be of Wholly owned subsidiary of Bank having HO at Trichy. It is also the Business Correspondent of Bank
Knowledge of Banking/MFI and analytical skill will be preferred
Person should be willing to relocate to Trichy and open to travel for Branch audit. Minimum 15 days travel in a month.
Educational Qualifications:
Graduate – Any
Post Graduate – MBA Finance
Professional Degree- CA
Experience:
Minimum of 5+Years in Internal Audit
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