Job Description :
Job Role:
Responsible to manage the Compliance function in coordination with HO at GIFT City branch as a separate entity
Develop compliance adherence, monitoring and reporting to the Senior Management.
Ensuring timely & accurate submissions to various internal & external stake holders. Stake holders to include:
üCompliance function at HO
üOther Internal control functions.
üLocal regulatory authorities at GIFT
üOther regulatory agencies in the jurisdiction that GIFT is active in
Relationship Management: Periodic & constructive engagement with regulatory agencies governing GIFT to ensure that regulators are abreast of developments in the Bank and that bank is aware of regulator expectations at times
Responsible for review / approval of onboarding and customer classification as per the regulatory & AML requirements
Responsible for development, continuous improvement and functioning of reporting infrastructure on compliance & AML functions
Review of new products procedures from a compliance perspective – both Indian & global
Provide insights to business units from a regulatory perspective on fresh business proposals / products as may be required from time to time
Provide Top Management / ALCO / Credit committee / OREC with timely and relevant insights / MIS / notes on Compliance parameters.
Job Requirements:
MBA with 5-9 yrs of relevant experience in compliance & AML
Ensure compliance of the Branch with all regulatory, Basel and internal guidelines and ensure no adverse audit observation
Good communication and presentation skills
Keep up to date with global developments from relevant regulatory authorities
Spreading of compliance Culture and awareness across the network
Qualification – Compliance & AML.
Eligibility:
Spent minimum 1 year in the same division function role location
Applications can be made for roles in same level or one level above
IJP policy to be followed
Source link
