Description
Seeking a qualified Chief Compliance Officer (CCO) for a third-party service provider providing services and/or products to its external clients. Must have extensive knowledge of consumer financial services laws, including, but not limited to, TILA, ECOA, SCRA, FACTA, GLBA, SAFE Act, TCPA, E-Sign, FDCPA and UDAAP, and regulatory requirements implemented by federal and state regulatory authorities, including but not limited to, the Consumer Financial Protection Bureau (CFPB), Office of the Comptroller of the Currency (OCC), and Federal Trade Commission. Knowledge of Mortgage Platforms prevalent in the market for example – LSAMS, BKFS, Ellie Mae, Mortgage Cadence Support the mortgage portfolio, and be responsible for development, implementation, and oversight of all activities related to compliance with all laws, regulations and policies that govern the mortgage business. Specifically, the CCO will own and be responsible for the Compliance Management System, Licensing and all things compliance related. Job responsibility: Responsible for the development, implementation, and oversight of all activities related to adherence to the laws, regulations and policies that govern its business; Responsible for Compliance Management System and responsible for the coordination of proposed, pending, and final regulatory updates and compliance changes in the finance industry; The CCO is responsible for the identification and organization of information and resources related to compliance requirements and policies; for the communication and training on the importance of compliance in general; and for the development of policies, procedures and standards related to the compliance program; Additionally, the CCO is responsible for identifying and assessing areas of compliance risk for developing and implementing plans to reduce risk and maintain compliance; Train advisory personnel on regulatory compliance matters to enhance understanding and awareness throughout the organization; Maintain systemic records of compliance program in the event of an outside audit and/or regulatory examination; Interface with regulators, examiners, and outside legal counsel as matters pertain to job duties; Perform other compliance duties as directed by president and Board of Directors; The CCO will report to the President and its Board of Directors Candidate Expectation: Bachelor’s Degree required; Masters or JD degree preferred; Subject-matter expert in consumer financial services laws, including but not limited to RESPA, TILA, FCRA, SAFE Act, EFTA, FDCPA, ECOA, SCRA, TCPA, GLBA, UDAAP, and state regulatory requirements, etc. Advanced analytical and Excel skills required to understand, manage, and assess large data sets Proficient in Microsoft Word and PowerPoint; Excellent interpersonal, written, and oral communication skills; Strong attention to detail and excellent research skills; Ability to manage multiple priorities simultaneously; Certifications – CRCM, CMCP, etc. preferred. Minimum of 8 years experience in Mortgage Lending
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